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Feeling Overwhelmed With Navigating ASIC’s AFSL
Requirements?

Let Us Simplify the Journey for You
 

Navigating ASIC's meticulous requirements for an Australian Financial Services Licence (AFSL) can feel overwhelming. Understanding whether you meet the requirements to apply for an AFSL, preparing the required application documentation, ensuring you meet the regulatory compliance requirements and the risk of costly mistakes can leave even the most capable professionals stuck, frustrated, and at a standstill.

 

But with Adria Law, it does not have to be that way.

 

We specialise in helping financial service professionals like yourself overcome these challenges with ease. Our expert team handles the complexities of the AFSL application process so you can avoid costly errors and compliance headaches to focus more on growing your business.

This January, Take the First Step Towards Securing an AFSL

DARIO SABLJAK
Managing Director

Join our exclusive webinar
on 29 January 2025, where
you will learn directly from
Dario Sabljak, Adria Law’s
Managing Director

Do not miss this opportunity to gain expert insights, ask your questions in a live Q&A, and take control of your AFSL journey. With Dario’s guidance, you will leave equipped with the knowledge and the confidence to succeed.

Register today and get your free eBook!

What Others Are Saying About Dario and Adria Law

Do not just take our word for it, hear from professionals who have trusted us to guide
them through the AFSL application process

“I recommend Adria Law and the Managing Director Dario for his professional services in helping my company achieve our own AFSL. Dario carefully walked us through his step-by-step process with both our short and long term goals in mind. To say Dario and his team at Adria Law exceeded expectations every day would be an understatement. Dario's expertise, professionalism and ability to service our time sensitive needs are second to none. After seeing the value Dario at Adria Law has provided for us, we would confidently say we would not have been able to succeed without him.

 

Without fail, any hurdle or obstacle we faced in our AFSL application process, Dario was the first one to already have a solution ready in place. There was nothing Dario could not overcome in our challenges with dealing with ASIC and other third party providers we needed to partner with such as accountants, insurance providers and auditors. My most notable event through this process was when I was having a phone call with a superannuation fund provider and wanted to set up a distribution agreement with our new company. The Business Development Manager asked us about our compliance and AFSL situation to help facilitate this process, depending on our level of compliance. The second I mentioned Dario's name, they were very familiar with his services and knew him to be one of the best AFSL Compliance Providers in Australia. Confirming that Dario at Adria Law has solidified himself as one of the industry titans in compliance.

 

We are extremely grateful for all Dario has provided us with so far, we then immediately without hesitation decided to retain Dario for his compliance services.”

​

- Ryan Humphries

Redwood Financial Planning

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The Reality of Securing an AFSL

While the results from Adria Law’s clients speak for themselves, their success was not achieved without overcoming significant challenges. The truth is, the path to securing an Australian Financial Services Licence (AFSL) is fraught with hurdles and too often, professionals face costly delays or rejection.

ASIC rejects nearly 30% of AFSL applications due to common mistakes like:

​

 

  • Incomplete documentation.

  • Failure to meet organisational competency standards.

  • Misaligned financial adequacy requirements.

     

 

The Cost of Getting It Wrong:

​

 

  • Thousands of dollars lost in re-application fees.

  • Months of delays, holding back your business growth.

  • Navigating the process alone can feel overwhelming, with no clear roadmap to success.

     

 

How Adria Law Helps:

​

 

  • A comprehensive pre-application review ensures you meet ASIC’s criteria the first time.

  • Expert support eliminates errors and saves you time and money.

  • Transparent, affordable, and fixed fee pricing gives you peace of mind with no hidden fees.

     

 

Why Should You Obtain an Australian Financial Services Licence?​

​

 

Securing your own AFSL is not just about compliance—it is about unlocking the full potential of your business. An AFSL empowers you to:

 

  • Grow your financial services business and unlock new opportunities and revenue streams.

  • Establish full control of your own compliance processes and procedures and increase flexibility.

  • Potentially save on costs when compared to being an Authorised Representative, subject to Authorised Representative fees.

     

 

Without an AFSL, you:

​

 

  • Remain dependent on another licence holder, restricting your growth and decision-making.

  • Miss opportunities to build your own reputation and maximize profits.

  • Limit the opportunity for flexibility in the market, and with your own business operations.

Benefits of Engaging Adria Law for an AFSL Application

At Adria Law, our team has proudly maintained a 100% application success rate to date, giving our clients the confidence and freedom to grow their businesses without the burden of uncertainty.


Partnering with us brings you closer to:

 

  • Independence: Take full control of your business operations and decisions. No more restrictions from relying on another entity’s licence.

 

  • Cost Savings: Potentially save in the mid to long term by not having to pay fees as a representative of an AFSL.

 

  • Professional Recognition: Holding your own AFSL elevates your status as a trusted authority in the financial industry, making your services more appealing to clients and partners alike.

 

  • Streamlined Compliance: Simplify the complexities of compliance with our tailored, expert guidance.

 

  • Authority: Be recognized as a leader. An AFSL positions you as a legitimate and independent force in the financial services industry.

 

  • Financial Freedom: Build a profitable, sustainable business model. Keep control of your revenue streams while reducing unnecessary costs.

 

Overcome the Challenges of Securing an AFSL, Register for the Webinar Now.

ATTORNEYS

FAQ: Your Questions Answered

How does Adria Law differ?

Our team has vast experience in applying for and obtaining AFSLs for clients and has maintained a 100% success rate to date. Adria Law provides tailored, transparent, and affordable solutions nationwide, and only charges fixed fee pricing, so you are not surprised by any hidden fees or costs.

What is included in the webinar?

  • A detailed walkthrough the AFSL application process.

  • ​Expert tips for avoiding common mistakes.

  • A live Q&A with Dario, Adria Law's Managing Director.

What is included in the free initial consultation?

In the free initial consultation, we will provide you with background about Adria Law, get an understanding of what you intend on doing and why you may require an AFSL, assist in determining whether you have the necessary experience and qualifications to obtain an AFSL, and provide guidance on the process of applying for an AFSL and how to get started.

How do I start the process of applying for an AFSL?

After engaging Adria Law, we will first determine whether you have the necessary experience and qualifications to obtain an AFSL, advise you on the steps of the entire application process and obtain all the necessary information and documentation we require from you.

What support do you offer after submission?

We handle any liaison with ASIC until the AFSL has been granted and provide AFSL compliance solutions to assist you in continuously meeting your obligations as an AFS Licensee. Where required, we can also assist with any AFSL variations.

Do Not Miss Out - Register for the Webinar Today

This is your opportunity to:

 

  • Learn directly from Dario Sabljak, Adria Law’s Managing Director.

  • Avoid costly mistakes in the AFSL application process.

  • Get answers to your questions in a live Q&A session.

 

Reserve your place today and take the first step toward professional independence.

Contact Us

Receive a response within 1 business day.

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388 George Street, Sydney NSW 2000

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